AML Voices Webinars

Critical Partnership: Compliance and Internal Audit

October 2021 - In this episode of AML Voices, our expert panelists discussed the following topics:

-Auditors as generalists
-How to get the appropriate training
-What is “materiality” in an AML world
-Describing a “curing” process
-How to distinguish between what’s important and what’s not
-Validation of an oral requirement
-What is a violation of law?
-Work paper documentation